Audit Director – Credit Markets & Equity Financing

  • Competitive
  • London, England, United Kingdom
  • Permanent, Full time
  • B&FS Audit
  • 11 Aug 17

A global investment bank is looking for an experienced audit leader to join their Markets division as a Director, responsible for the Credit Trading and Financing portfolios.

Key Responsibilities:

  • Ownership of the Credit Markets and Financing audit portfolios
  • Report into the Global Head of Markets Audit and collaborate with peers in developing the annual audit and continuous monitoring plan
  • Direct management of 10 FTE – assign and delegate responsibilities to the team members, leveraging skillsets within the team
  • Develop and manage relationships with Senior Management in the investment banking business – act as a credible advisor in the management of risk and implementation of controls
  • Attend relevant Committee meetings to address audit findings and recommend methods to manage control deficiencies
  • Promote best practices and ensure compliance with internal audit methodology

Key Experience Desired:

  • Extensive risk-based internal audit experience in an investment banking environment
  • Relevant knowledge around flow credit products (bonds, loans, CDS etc.) and equity financing (margin, securities lending and synthetics, trade execution, custody etc.)
  • Prior experience managing and being responsible for the professional development of large teams
  • Track record of driving strategic business initiatives and promoting positive change
  • Relevant professional qualifications – ACA, ACCA, CIA etc.