Portfolio Guideline Compliance

  • £Attractive Daily Rate
  • London, England, United Kingdom
  • Permanent, Full time
  • Citifocus
  • 21 Feb 17

Prestigious global asset manager seeks an experienced Investment Compliance professional with sound experience of monitoring investment guidelines and IMA coding, previous use or exposure to Sentinel would be helpful. Ideal candidate will have a strong academic record, significant investment management experience and a proven knowledge of the regulatory environment, to include UCITS funds, together with previous portfolio monitoring experience.

Prestigious global asset manager seeks an experienced Investment Compliance professional with sound experience of monitoring investment guidelines and IMA coding, previous use or exposure to Sentinel would be helpful. Ideal candidate will have a strong academic record, significant investment management experience across all asset classes and a proven knowledge of the regulatory environment, to include UCITS funds, together with previous portfolio monitoring experience.

Succesful incumbent will be a member of a small but expanding Compliance team supporting the Investment teams by ensuring that investment transactions and holdings are compliant with client guidelines and regulatory requirements.

In addition to the relevant investment compliance experience, applicants will demonstrate a strong academic background, excellent organisational and communication skills and a confident and pro active approach.  The ability to work both independently and as a member of a team whilst managing competing priorites is essential  together with a strong risk and controls bias.