Equities Trading Surveillance Associate

  • DOE
  • New York, NY, USA
  • Permanent, Full time
  • Robert Half - US
  • 16 Jan 17

Robert Half Financial Services is currently recruiting for a Equities Trading Surveillance Associate role within a large well-established broker/dealer. Our client requires at least 2 years of equity trade surveillance experience. The candidate will be monitoring equity trading and reviewing end of day trading reports.

THE COMPANY
Robert Half Financial Services is currently recruiting for a Equities Trading Surveillance Associate role within a large well-established broker/dealer. Our client requires at least 2 years of equity trade surveillance experience.  The candidate will be monitoring equity trading and reviewing end of day trading reports.

THE ROLE
The Equities Trading Surveillance Associate will report into the Head of Surveillance.  The Associate will be preparing equity trading data for regulatory inquiries when necessary.

Primary Responsibilities:

• Monitoring equity trading for the firm
• Prepare data for regulatory agencies
• Reviewing end of day equity trading reports


QUALIFICATIONS/SKILLS

• 2 plus years equities surveillance experience
• Knowledge of Reg. NMS, Reg. SHO, TRACE and OATS
• Experience with Fidessa, Brass and Bloomberg a plus

This Equities Trading Surveillance Associate role is located in downtown Manhattan so please only apply if you are able to travel to this location, and have relevant experience for the role. The salary is flexible dependent on experience, if your profile matches the above criteria please contact **terry.cooney@roberthalffs.com**