Financial Compliance Manager (Financial Management) (Ref: FCM-00-Efin)

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Nanyang Commercial Bank
  • 22 Mar 19

Ensure the banking returns and surveys are in compliance with the completion instructions and relevant guidelines as set out by the HKMA. Conduct review of regulatory reporting requirements to ensure compliance with regulation in each jurisdictions.

Nanyang Commercial Bank

Brighten Your Prospect

In Trust and Respect

Accumulating over 65 years experience on our solid foundation in Hong Kong and Greater China, we succeed and create our brilliant story throughout the region. As the first foreign bank branch in Mainland, we grasp the opportunity to grow along with the economic reforms. With our well-versed China business intelligence, we continue to expand our network proactively but prudently.

Inheriting our “People Focus” tradition, we strongly believe in the philosophy of talent investment. Here, we respect your career development with enormous support and room for inspiration. If you are ready to go for great, join us today. You can shine with your own glorious story.

Your talent is our treasure, come to explore your potential with us.

 

Financial Compliance Manager (Ref: FCM-00-Efin)

Ensure the banking returns and surveys are in compliance with the completion instructions and relevant guidelines as set out by the HKMA. Conduct review of regulatory reporting requirements to ensure compliance with regulation in each jurisdictions. Assist in the implementation of system enhancement projects relating to banking return reporting and other ad hoc tasks as required by the management from time to time. Handle inquiries from regulators including the HKMA / CBRC, liaise with all internal and external auditors to prepare the responses. Provide information and documentation to internal and external audit requests. Supervise and assign responsibility to staff to enhance their professional development and provide staff with on-the-job training on technical issues. Assist to review, maintain and enhance the existing compliance manuals and procedures. Perform ad hoc projects as required. Take primary accountability and the role of reviewer for all HKMA reporting requirements to ensure quality and timeliness. Assess the regulatory reporting impact of new products.

Requirements:

  • Degree holder in Accounting, Finance, Risk Management or related disciplines with minimum 4 years' relevant experience in authorised institutions incorporated in HK, or a consultancy firm or a regulator; preferably with professional qualification in ACCA / CPA / FRM / CFA;
  • Strong knowledge in HKMA banking returns, especially Interest Rate Risk is an advantage;
  • Good communication and presentation skills;
  • Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is preferable;
  • Independent, self-initiative, analytical mind, good interpersonal skill;
  • Knowledge of system implementation is highly preferable;
  • Computer literacy skills with expertise on MS excel and knowledge in VBA is an advantage.

(Candidate with less experience will be considered as Assistant Financial Compliance Manager.)

 

If you are flexible enough and zeal for a harmonious and supportive working environment where enables you to grow and succeed professionally, please send a full resume indicating your public examination results (HKCEE and HKALE / HKDSE), your present and expected salary and quoting reference number attention to Talent Acquisition Division, Nanyang Commercial Bank, 151 Des Voeux Road Central, Hong Kong or email to mailto:hr@ncb.com.hk hr@ncb.com.hk.

We are an Equal Opportunities Employer. Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their applications unsuccessful and their data will be destroyed within 12 months of receipt.