Our client is an international financial institution that focuses on providing clients with global investment solutions that meet the demands and challenges of sophisticated and complex investment and economic circumstances. They are currently looking for a high calibre candidate to join them in Hong Kong.
Contributes to the overall success of the Audit Department in Asia Pacific ensuring specific goals, plans, initiatives are executed in support of the team's business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. Assess the effectiveness of controls in front, middle & back offices and support functions that relate to the regional business lines. Assist the Chief Auditor in the development of the annual Audit Asia Pacific Plan and in the continuous evaluation of the plan to ensure that all high risk areas are being addressed. Develop a thorough understanding of the business, risks and processes for assigned projects through a review of the Business overviews, Risk Assessment Database, Bank manuals and other related information. Execute and manage assigned activities independently in accordance with the Department Standards ensuring the nature and extent of testing is appropriate to support the audit opinion. Ensure audit results are gathered, determine the root cause of the problem and associated impact, and report accordingly. Prepare reports and correspondence demonstrate good understanding of issues with key risks clearly articulated and materiality and associated impact clearly explained in accordance with the Department Audit Methodology. Recommendations build in best practices observed in other units.
To be considered, you should be a degree holder with around 5 to 7 years of experience in financial institutions audit with focused on capital markets activities. Compliance knowledge and related experience. Good knowledge of capital markets, treasury products and market risk management techniques. Sound knowledge of complex financial instruments associated operational risks and accounting & reporting implications. Effective written and oral communication skills. Some travelling required.
Interested applicants should send a detailed resume to Kelly Kam by email to firstname.lastname@example.org or by fax to (852) 2838 3323 quoting reference eFC3093.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)