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Compliance & Controls Lead, Capital Risk Solutions

NatWest Group
London, United Kingdom
Posted about 5 hours ago Permanent Competitive
Compliance & Controls Lead, Capital Risk Solutions
Join us as a Compliance & Controls Lead

  • This is an opportunity to join a specialist team in Capital Risk Solutions, where you'll be leading the assessment of regulatory compliance on our capital optimisation activity
  • You'll be working closely with a range of colleagues and stakeholders to design, implement and enhance our processes and deliver a robust control environment
  • Enjoy working in a place where you'll be challenged, trusted, and where your skills and expertise will be valued and respected


What you'll do

As a Compliance & Controls Lead, you'll be providing regulatory interpretation advice and conducting compliance assessment against all our capital optimisation transactional activity. You'll help to develop processes and controls to ensure effective transaction execution, and identify and manage potential or actual risks within the capital transactions portfolio.

Your other key responsibilities will include:

  • Providing regulatory expertise in the structuring, execution and in-life management phases of capital transactions
  • Assessing the impact of external and internal regulatory or policy changes on the capital transaction portfolio
  • Collaborating with second and third line of defence stakeholders to demonstrate adherence to all relevant regulation and policy
  • Making sure that transaction documentation appropriately accounts for regulatory issues and our ability to implement processes


The skills you'll need

We're looking for someone with commercial banking experience, across a front line, structured finance, risk or capital management area. You'll have a proactive approach to problem solving, and you'll be comfortable engaging with senior stakeholders.

You'll also need:

  • Experience of securitisation transactions
  • Good knowledge of the regulatory framework relating to securitisation and capital requirements
  • Experience of capital management and portfolio tools and techniques
  • Knowledge of relevant legal policies, regulatory and statutory obligations and risk management
Job ID  R-00181400
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