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Ameriprise Financial, Inc

Senior Audit Manager, Professional Practices

Ameriprise Financial, Inc.
Minneapolis, United States
Posted 1 day ago Permanent Competitive
Senior Audit Manager, Professional Practices
Ameriprise Financial has an exciting opportunity for a Senior Audit Manager to join our team! This person will lead and maintain our internal Quality Assurance and Improvement Program, developing and coordinating delivery of training for continuous improvement. You will be responsible for and maintaining standards, methodology, policies and procedures to support efficient department operations in compliance with relevant standards (e.g., IIA, AICPA). The Senior Audit Manager will also partner with department leaders and the Chief Audit Executive (CAE) for the development of Audit Committee materials and coordinate regulatory response as needed.

This opportunity is based in Minneapolis, MN and offers a hybrid in-office schedule

Responsibilities

  • Manage and maintain internal Quality Assurance and Improvement Program (QAIP) and develop and coordinate delivery of training for continuous improvement. Develop appropriate plan of coverage for annual QAIP and report on overall department effectives to department leadership. Identify areas for improvement and develop training to support continuous improvement. Maintain and deliver new hire training in coordination with hiring leader.
  • Manage and maintain standards, methodology, policies and procedures to support efficient department operations in compliance with relevant standards (e.g., IIA). Maintain an understanding of evolving trends and expectations in the profession and within the department and propose updates to methodology and supporting documentation as appropriate. Identify opportunities to update department processes to support quality and efficiency.
  • Partner with department leaders and the CAE for the development of Audit Committee materials. Manage development of Audit Committee materials in coordination with CAE and other senior leaders including timeline/schedule management and content development.
  • Coordinate regulatory response. Analyze regulatory requests and propose appropriate response. Partner with department leaders to provide complete, accurate, and timely responses.


Required Qualifications

  • Bachelors degree or equivalent (4-years)
  • 5-7 years of relevant experience
  • Experience in Internal Audit.
  • Experience handling multiple priorities.
  • Excellent communication skills.
  • Ability to transfer knowledge and assist others to expand audit skills.
  • Ability to coordinate with multiple business partners at various levels.
  • Proven knowledge and proper application of control and audit theory.
  • Solid understanding of compliance programs (e.g. SOX/MAR/FDICIA) and accounting processes (e.g. GAAP)


Preferred Qualifications

  • Bachelors degree in Finance/Accounting
  • CIA, CPA


About Our Company

At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Job ID  25318BR
ABOUT COMPANY
Minneapolis, United States
Private Banking / Wealth Management
For 125 years, Ameriprise has remained true to our vision of putting our clients' interests first. We are passionate about helping you live the full a...
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