For Recruiters

AVP, Compliance Advisory, Corporate, Commercial & International Banking (UAE National)

First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
Posted 2 days ago Permanent Competitive
See job description for details
Company Description

Accelerate your career progression to a senior leadership role with the UAE's leading bank.

Dedicated to highly ambitious Emiratis with 3+ years of banking experience, our Future leaders program - FLP is a role-based development journey with an opportunity to progress to a senior leadership role.
Job Description

JOB PURPOSE:

Corporate, Commercial & International Banking Compliance Team is responsible of providing compliance advisory services and support to assigned Business areas as per the CBUAE and other relevant regulations as well as FAB Policies and Procedures.

The role of Compliance Advisory is responsible of supporting in providing second line of defence compliance advisory support to the sub-areas

KEY ACCOUNTABILITIES:

Strategic Contribution
  • Support implementation of the Bank's Compliance strategy within the assigned teams remit to ensure vertical alignment and horizontal integration with other interfacing departmental strategies.
Budgeting and Financial Planning
  • If required and directed, support the SVP & Head of Compliance to support in the preparation and recommend the Compliance Team's budget and monitor adherence to budget, while ensuring all sectional activities are conducted in line with the approved guidelines.
Policies, Systems, Process & Procedures
  • Support the Business Units to adhere to - Compliance policies, procedures and processes.
Continuous Improvement
  • Support in the identification of opportunities for continuous improvements related to the systems, processes and practices based on risks and control deficiencies identified.
Reporting
  • Support in providing guidelines to the Technology, Data & Reporting Team and other applicable areas on KPI's and KRIs for reporting to senior stakeholders.
  • Prepare MI related to CB&PB for reports to the CBUAE, and other regulators as and when required.
PB Advisory and Administration
  • Support in providing Compliance advice to internal and external (Group wide) stakeholders as required.
  • Support in developing and strengthening relationships to promote best practice and ensure a good understanding of Compliance requirements across assigned business
  • Support in providing advice for FAB Policy and Procedures as it pertains to Business and especially to those sub-business areas which are under the responsibility of the role.
  • Support in providing advice for the business product review process and financial promotions.
  • Support in providing Business Units with technical insights and build credibility based on an understanding of their challenges related to products, customers and transactions.
  • Support in providing updates to business on compliance requirements, best practices, market news, international regulations, hot topics and regulatory changes.
  • Undertake Training as directed and required
  • Support the Business Units during CBUAE audits and in responding to adhoc requests from CBUAE.
  • Coordinate with Regulatory Compliance (RC) and Financial Crime Compliance (FCC) functions to provide recommendations on compliance risks as and when needed; otherwise, advise Regulatory Compliance and FCC functions on decisions being made.
  • Connect requestors to Compliance colleagues to obtain approvals (when required), track and maintain records of decisions for the business unit.
  • Monitor the issue tracking log for CB UAE complaints and follow up with Business on their remediation plan.
  • Provide support in breach handling and breach reporting.
Qualifications

Minimum Qualifications
  • Bachelor's degree or higher in Business related field such as Management, Finance or Accounting
Minimum Experience
  • 3 years Banking Experience in Corporate, and Commercial Banking/International Banking
  • Knowledge of Compliance/Risk Management is an advantage
Job ID  406000091425590
More Jobs From First Abu Dhabi Bank
First Abu Dhabi Bank
AVP, Compliance Advisory, Consumer Banking & Private Banking (UAE National)
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
2 days ago Full time Competitive
First Abu Dhabi Bank
AVP- VAT Accounts
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
3 days ago Full time Competitive
First Abu Dhabi Bank
AVP - Compliance Monitoring (UAE Nationals Only)
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
2 days ago Full time Competitive
First Abu Dhabi Bank
AVP & Credit Lead- Privileged Client Group
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
3 days ago Full time Competitive
First Abu Dhabi Bank
Manager- Group Funding (UAE National Only)
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
3 days ago Full time Competitive
First Abu Dhabi Bank
VP- Data Privacy
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
3 days ago Full time Competitive
First Abu Dhabi Bank
VP- Financial Analysis
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
3 days ago Full time Competitive
First Abu Dhabi Bank
VP- Business Management - GCF
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
3 days ago Full time Competitive
First Abu Dhabi Bank
Customer Service Representative (CSR), UAE Nationals ONLY
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
5 days ago Full time Competitive
Recommended Jobs
First Abu Dhabi Bank
AVP - Compliance Monitoring (UAE Nationals Only)
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
First Abu Dhabi Bank
AVP, Compliance Advisory, Consumer Banking & Private Banking (UAE National)
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
Arab Monetary Fund
Senior Compliance Officer - Buna
Arab Monetary Fund
Abu Dhabi, United Arab Emirates
First Abu Dhabi Bank
VP- Business Management - GCF
First Abu Dhabi Bank
Abu Dhabi, United Arab Emirates
PER, Private Equity Recruitment
Manager, International Private Equity, Sovereign Wealth Fund, Abu Dhabi, UAE
PER, Private Equity Recruitment
Abu Dhabi, United Arab Emirates