Supervision Senior Manager (Banking Regulation) Supervision Senior Manager (Banking Regulation) …

Abu Dhabi Global Market (ADGM)
in Abu Dhabi, Abu Z aby, United Arab Emirates
Permanent, Full time
Be the first to apply
Highly Competitive
Abu Dhabi Global Market (ADGM)
in Abu Dhabi, Abu Z aby, United Arab Emirates
Permanent, Full time
Be the first to apply
Highly Competitive
The FSRA is responsible for the regulation of Financial Services providers at Abu Dhabi Global Market and for the supervision of regulated activities. The Banking & Insurance (B&I) Supervision unit of FSRA is responsible for monitoring the safety and soundness of banks, insurers and other institutions it supervises. The unit undertakes impact/risk assessments of individual financial institutions which will drive the frequency and intensity of the supervisory approach. The unit utilizes a risk-based supervisory approach.

Strategic responsibilities (one-off and on-going strategic responsibilities for the development and running of the function)

  • Implement the short term and long term objectives for the B&I Supervision.
  • Assist in developing, enhance and implement the framework, policies, rules and procedures for governing and supervising financial institutions.
  • Assist in executing strategic direction.

Operational responsibilities

  • Responsible for supervising financial institutions’ compliance with relevant rules and regulations and developing a risk-based supervisory plan, using all relevant information and the FSRA Risk/Impact Assessment methodology.
  • Make appropriate use of supervisory tools such as reviews, third parties reviews, information requests etc.
  • Execution of the work plan, including the planning and executing of supervisory reviews and drafting and communication of recommendations.
  • Conduct ongoing analysis of financial condition of financial institutions (capital, liquidity, risk concentrations etc.).
  • Conduct periodic implementation controls/progress reports in areas where deficiencies have been identified.
  • Build and manage relationships with senior stakeholders among market participants and other relevant ADGM staff.
  • Responsible for taking prompt action against deficiencies and non-compliances identified.
  • Deliver additional tasks that may be delegated from the Director or Associate Director- B&I Supervision (e.g. ad-hoc projects, spot reviews, investigation, etc…).
  • Adherence to all internal policies, procedures, standards and behaviours’.
  • Assist in implementing policies, rules and processes, including appropriate documentation for all assigned institutions and tasks.

People management

  • Work collaboratively with a supervisor/team of supervisors on specific on-site reviews to ensure appropriate execution of work plan.
  • Participate in the development of the supervision team by providing coaching and training.
  • Embed the culture and vision in B&I by role-modelling the organisational behaviours through sharing of knowledge with the team.


  • Considerable knowledge of banking and insurance sector regulations and market practices.
  • Experience in supervising banks and/or insurance companies, specifically leading regulatory on-site reviews.
  • Experience of the assessment of risks to identify trends and future regulatory requirements
  • Expertise in the implementation of regulatory policies.
  • Well-developed communications skills both in writing and orally.
  • Strong internal and external stakeholder management skills
  • Good influencing and negotiation skills.
  • Demonstrate strong teamwork, working collaboratively with a team of diverse professionals.
  • Demonstrate planning, organisation and analytical skills
  • Demonstrate a strong sense of responsibility and impeccable integrity.
  • Fluent in business English.


  • Professionally qualified in one of the following disciplines: Finance, Banking and Accounting, Risk Management, Law or related disciplines.
  • Knowledge of international finance and corporate laws and regulations.
  • Industry experience in Financial Services for example, in risk management, compliance or internal audit.
  • Proficient in Arabic or other language(s) and understanding of the Arabic culture.