Securities Compliance jobs (2,118)

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Ant International-Securities Compliance Senior Manager/Manager (Wealth Management - SFC Type 1, 4, 9)-LCAP HK

Ant Technology Group Co., Ltd.

Hong KongPermanent

Competitive

18 days ago

Senior Manager/ Manager Compliance - Securities Firm

Michael Page

Hong KongPermanent

CompetitivePromoted

2 days ago

Financial Crimes & Compliance, Securities (MUSA) - Vice President

MUFG Bank, Ltd.

New York, United StatesPermanent

$120k - $151k

29 days ago

Head of Legal and Compliance, Reputable Securities House

Capital Access Limited

Hong KongPermanent

HK$1m - HK$1m

4 days ago

Vice President, Compliance Monitoring & Testing - US Compliance Oversight Program - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$150k - $180k

13 days ago

Director, Equities Compliance Advisory - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$200k - $225k

17 days ago

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$100k - $130k

1 month ago

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

Blackstone

New York, United StatesPermanent

$165k - $250k

2 months ago

Director - Derivatives Solutions Group

MUFG Bank, Ltd.

Dubai, United Arab EmiratesPermanent

Competitive

23 hours ago

Specialist, Settlement Services

First Abu Dhabi Bank

Abu Dhabi, United Arab EmiratesPermanent

Competitive

23 hours ago

Specialist, Settlement Services (Al Ain)

First Abu Dhabi Bank

Abu Dhabi, United Arab EmiratesPermanent

Competitive

4 days ago

Compliance - Market Surveillance Analyst

Crypto.com

Dubai, United Arab EmiratesPermanent

Competitive

5 days ago

Open Ended Hedge Fund Accountant, AVP

Apex Group Ltd

Dubai, United Arab EmiratesPermanent

Competitive

11 days ago

Global Relationship Manager

Exante

Dubai, United Arab EmiratesPermanent

Competitive

11 days ago

Export & Agency Finance, Product & Execution (MENA) - Vice President - Dubai

JPMorgan Chase & Co.

Dubai, United Arab EmiratesPermanent

Competitive

13 days ago