Securities Compliance jobs (2,105)

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Ant International-Securities Compliance Senior Manager/Manager (Wealth Management - SFC Type 1, 4, 9)-LCAP HK

Ant Technology Group Co., Ltd.

Hong KongPermanent

Competitive

14 days ago

Financial Crimes & Compliance, Securities (MUSA) - Vice President

MUFG Bank, Ltd.

New York, United StatesPermanent

$120k - $151k

25 days ago

Senior Manager/ Manager Compliance - Securities Firm

Michael Page

Hong KongPermanent

HK$720,000 - HK$900,000 per yearPromoted

28 days ago

Head of Legal and Compliance, Reputable Securities House

Capital Access Limited

Hong KongPermanent

HK$1m - HK$1m

11 hours ago

Vice President, Compliance Monitoring & Testing - US Compliance Oversight Program - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$150k - $180k

9 days ago

Director, Equities Compliance Advisory - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$200k - $225k

14 days ago

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$100k - $130k

26 days ago

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

Blackstone

New York, United StatesPermanent

$165k - $250k

2 months ago

Regulatory Compliance, AVP - Securities Firm

Robert Walters Hong Kong

Hong KongPermanent

In-OfficeNegotiable

11 days ago

Specialist, Settlement Services (Al Ain)

First Abu Dhabi Bank

Abu Dhabi, United Arab EmiratesPermanent

Competitive

9 hours ago

Compliance - Market Surveillance Analyst

Crypto.com

Dubai, United Arab EmiratesPermanent

Competitive

1 day ago

Open Ended Hedge Fund Accountant, AVP

Apex Group Ltd

Dubai, United Arab EmiratesPermanent

Competitive

7 days ago

Global Relationship Manager

Exante

Dubai, United Arab EmiratesPermanent

Competitive

7 days ago

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$100k - $135k

26 days ago

Export & Agency Finance, Product & Execution (MENA) - Vice President - Dubai

JPMorgan Chase & Co.

Dubai, United Arab EmiratesPermanent

Competitive

9 days ago